Exchange Traded Funds Program Account Forms
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ETF Custodial Account Forms
Required Forms
GIM Joint Services Agreement
Form ADV Part II
FiServ Custodial Account Application
Optional Forms
FiServ Custodial Account Transfer
FiServ Custodial Withdrawal Form
FiServ Recurring and One-Time Deposit Authorization
FiServ Internal Transfer Form
FiServ Legal Name Change Form
FiServ Standing Bank Wire Instructions
FiServ Trust Certification
FiServ 403(b)(7) Transfer Form
FiServ 403(b)(7) Distribution Form
FiServ 403(b)(7) Beneficiary Designation Form
FiServ Qualified Plan Transfer Form
FiServ Qualified Plan Distribution Form
ETF Traditional IRA Forms
Required Forms
GIM Joint Services Agreement
Form ADV Part II
FiServ Traditional IRA Application
Optional Forms
FiServ IRA Distribution Form
FiServ IRA Beneficiary Designation Form
FiServ IRA Beneficiary Distribution Form
FiServ IRA Transfer Due to Divorce
FiServ Trust Certification Form
FiServ Recurring and One-Time Deposit Authorization
FiServ Internal Transfer Form
FiServ Legal Name Change Form
ETF Roth IRA Forms
Required Forms
GIM Joint Services Agreement
Form ADV Part II
FiServ Roth IRA Application
Optional Forms
FiServ IRA Distribution Form
FiServ IRA Beneficiary Designation Form
FiServ IRA Beneficiary Distribution Form
FiServ IRA Transfer Due to Divorce
FiServ Trust Certification Form
FiServ Recurring and One-Time Deposit Authorization
FiServ Internal Transfer Form
FiServ Legal Name Change Form
Advisors acting as solicitors for GIM, use the GIM Advisory Agreement instead of the GIM Joint Services Agreement.
These forms are to be used by previously approved advisors only.
Note: All Referral Clients must be provided with a complete copy of GIM's Part II of Form ADV required by Rule 204-3 under the Advisers Act (the "Brochure") or GIM’s written disclosure statement (should one be made available in the future) and the separate written disclosure document required by Rule 206(4)-3 under the Advisers Act. Advisor shall procure and deliver to GIM the acknowledgment of receipt of the Brochure and the Disclosure Document. The acknowledgement shall have been signed and dated by each Referral Client and, when so delivered to GIM, shall be accompanied by a true and complete copy of the Disclosure Document delivered to such Referral Client. Any prospective client that eventually becomes a Referral Client has the right to rescind the GIM Joint Services Agreement or the GIM Advisory Agreement for a complete refund of management fees within five (5) business days after execution of the document. Subsequent to the initial five business day period, either party may terminate this agreement by giving not less than ten (10) days notice in writing to the other party.