Custodial Account Forms

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Individual, Joint, UTMA/UGMA or Legal Account

Required Forms
GIM Joint Services Agreement
Form ADV Part II
TCA Custodial Application (Individual, Joint, UGMA/UGMA or Legal)

Optional Forms
TCA Transfer Form
TCA Transfer On Death (TOD) Account Designation

Trust Account

Required Forms
GIM Joint Services Agreement
Form ADV Part II
TCA Custodial Application (Trust Account)

Optional Forms
TCA Transfer Form
TCA Change Certification, Indemnification and Agreement for Trust

Corporate, Company, Association or Sole Proprietorship Account

Required Forms
GIM Joint Services Agreement
Form ADV Part II
TCA Custodial Application (Corporate, Company, Association or Sole Proprietorship)

Optional Forms
TCA Transfer Form
TCA Change Resolution, Indemnification and Agreement for Corporate, Company or Association

LLC, LLP, General Partnership or Investment Club Account

Required Forms
GIM Joint Services Agreement
Form ADV Part II
TCA Custodial Application (LLC, LLP, General Partnership or Investment Club Account)

Optional Forms
TCA Transfer Form
TCA Change Resolution, Indemnification and Agreement for Partnership, LLC or Investment Club

Misc. Account Forms

TCA Additional Account Information Addendum
TCA Distribution Request for Non-Retirement Account
TCA Systematic Contribution / Distribution Request for Non-Retirement Account
TCA Advisor Authorization for Distributions
TCA Identification Form Addendum
TCA Privacy Statement and Truth in Savings
TCA Withholding Information Federal and State Policies

Advisors acting as solicitors for GIM, use the GIM Advisory Agreement instead of the GIM Joint Services Agreement.

These forms are to be used by previously approved advisors only.

Note: All Referral Clients must be provided with a complete copy of GIM's Part II of Form ADV required by Rule 204-3 under the Advisers Act (the "Brochure") or GIM’s written disclosure statement (should one be made available in the future) and the separate written disclosure document required by Rule 206(4)-3 under the Advisers Act. Advisor shall procure and deliver to GIM the acknowledgment of receipt of the Brochure and the Disclosure Document. The acknowledgement shall have been signed and dated by each Referral Client and, when so delivered to GIM, shall be accompanied by a true and complete copy of the Disclosure Document delivered to such Referral Client. Any prospective client that eventually becomes a Referral Client has the right to rescind the GIM Joint Services Agreement or the GIM Advisory Agreement for a complete refund of management fees within five (5) business days after execution of the document. Subsequent to the initial five business day period, either party may terminate this agreement by giving not less than ten (10) days notice in writing to the other party.